Prudential Regulation Authority Rulebook

2.1

Unless otherwise stated, a firm permitted to carry on any of the regulated activities within any RAG set out in column (1) of the table in 6.1 must submit to the PRA the data items, applicable to the relevant RAG as specified in the corresponding rule referred to in column (3) of that table.

2.2

Where, in accordance with 2.1, a firm is required to submit data items for more than one RAG, that firm must only submit the data item of the same name and purpose in respect of the lowest numbered RAG applicable to it, RAG 1 being the lowest and RAG 5 the highest.

2.2A

Where, in accordance with 2.1, a firm is required to submit the data item in respect of statement of profit or loss under any RAG, that firm is not required to submit the data item in respect of income statement under any RAG.

2.3

Where, but for 2.2, a firm is required to submit data items for more than one RAG and this includes the submission of data items in respect of fees, the FOS Ltd. or FSCS levy, or threshold conditions, that firm must only submit these data items if required to do so for the lowest numbered of the RAGs applicable to the firm.

2.4

Unless otherwise stated, any data items to be submitted in accordance with 2.1 to 2.3 by a non-UK bank should cover the activities of the branch operation in the UK only.

2.5

A firm that is a member of a financial conglomerate must also submit data items as required by Chapter 12.

2.6

[Deleted.]

2.7

A bank must also submit data items as required by Chapter 17.

2.8

A CRR firm must also submit data items as required by Chapter 20.

2.9

An operational continuity firm must also submit data items as required by Chapter 21.

2.10

The changes to this rule are effective from 23:00 on 31/12/2020.

A third country firm, that is a bank or designated investment firm, must also submit data items as required by Chapter 22.

2.11

A firm permitted to carry on the regulated activity of entering into a regulated mortgage contract must also submit data items as required by Chapter 23.