Transitional Provisions
PR TR
Transitional Provisions
Transitional Provisions
| (1) | (2) Material to which the transitional provision applies | (3) | (4) Transitional provision | (5) Transitional provision: dates in force | (6) Handbook provision: coming into force |
| 1. | PR provisions referring to Companies Acts 1985, 2006 or related provisions. | R | (1) To the extent that the whole or part of a provision of the Companies Act 2006 is yet to come into force, any reference to that provision or part of it should be read as a reference to the corresponding provision of the Companies Act 1985 currently in force (subject to the application of any relevant transitional provisions in the Companies Act 2006 or the rules). (2) To the extent that the whole or part of a provision of the Companies Act 1985 is no longer in force it shall be read as a reference to the corresponding provision of the Companies Act 2006 or relevant DTRrule that has superseded it (subject to the application of any relevant transitional provisions). | 6 October 2007 | 20 January 2007 |
- 06/10/2007
PR Sch 1
[to follow]
- 06/10/2009
[to
follow]
- 06/10/2009
PR Sch 2
[to follow]
- 06/10/2009
[to
follow]
- 06/10/2009
PR Sch 3
[to follow]
- 06/10/2009
[to follow]
- 06/10/2009
PR Sch 4
Powers exercised
- 06/10/2009
PR Sch 4.1
See Notes
| The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules in PR: | |
| Section 73A (Part 6 Rules) | |
| Section 84 (Matters which may be dealt with by prospectus rules) | |
| Sections 85 (Prohibition of dealing etc in transferable securities without approved prospectus) | |
| Section 87 (Election to have prospectus) | |
| Section 87A (Criteria for approval of prospectus by competent authority) | |
| Section 87G (Supplementary prospectus) | |
| Section 87R (Register of investors) | |
| Section 96 (Obligations of issuers of listed securities) | |
| Section 99 (Fees) | |
| Section 101 (Part 6 rules: general provisions) | |
| Schedule 7 (The Authority as Competent Authority for Part VI) | |
- 06/10/2009
PR Sch 4.2
See Notes
- 06/10/2009
PR Sch 5
[to follow]
- 06/10/2009
[to follow]
- 06/10/2009
PR Sch 6
Rules that can be waived
- 06/01/2011
PR Sch 6.1G
See Notes
As a result of regulation 10 of the Regulatory Reform (Financial Services and Markets Act 2000) Order 2007 (SI 2007/1973)the
FSA
has power to waive all its rules, other than rules made under section 247 (Trust scheme rules) or section 248 (Scheme particulars rules) of the Act. However, if the rules incorporate requirements laid down in European directives, it will not be possible for the
FSA
to grant a waiver that would be incompatible with the United Kingdom's responsibilities under those directives.
- 06/01/2011
PR Sch 6.2G
See Notes
In addition section 87B (Exemptions from disclosure) of the Act provides the
FSA
with discretion to authorise omissions from disclosure requirements derived from the Prospectus Directive in the circumstances specified in that section.
- 06/01/2011