ICOBS 1
Application
ICOBS 1.1
The general application rule
- 06/01/2008
The general application rule
ICOBS 1.1.1
See Notes
This sourcebook applies to a firm with respect to the following activities carried on in relation to a non-investment insurance contract from an establishment maintained by it, or its appointed representative, in the United Kingdom:
- (1) an insurance mediation activity;
- (2) effecting and carrying out contracts of insurance;
- (3) managing the underwriting capacity of a Lloyd's syndicate as a managing agent at Lloyd's;
- (4) communicating or approving a financial promotion;
- and activities connected with them.
- 06/01/2008
Modifications to the general application rule
ICOBS 1.1.2
See Notes
The general application rule is modified in ICOBS 1 Annex 1 according to the type of firm (Part 1), its activities (Part 2), and its location (Part 3).
- 06/01/2008
ICOBS 1.1.3
See Notes
- 06/01/2008
Guidance
ICOBS 1.1.4
See Notes
Guidance on the application provisions is in ICOBS 1 Annex 1 (Part 4).
- 06/01/2008
ICOBS 1 Annex 1
Application (see ICOBS 1.1.2 R)
- 06/01/2008