Transitional Provisions and Schedules
FINMAR Sch 1
Record keeping requirements
- 06/08/2010
FINMAR Sch 1.1
See Notes
| There are no record-keeping requirements in FINMAR. |
- 06/08/2010
FINMAR Sch 2
Notification requirements
- 06/08/2010
FINMAR Sch 2.1
See Notes
| There are no notification requirements in FINMAR. |
- 06/08/2010
FINMAR Sch 3
Fees and other required payments
- 06/08/2010
FINMAR Sch 3.1
See Notes
| There are no requirements for fees in FINMAR. |
- 06/08/2010
FINMAR Sch 4
Powers Exercised
- 06/08/2010
FINMAR Sch 4.1
See Notes
| The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules, statements of policy and guidance in FINMAR: | |
| Section 131B (Short selling rules) | |
| Section 157(1) (Guidance) | |
| Section 165B(6) (Safeguards etc in relation to exercise of power under section 165A) | |
- 06/08/2010
FINMAR Sch 5
Rights of action for damages
- 06/08/2010
FINMAR Sch 5.1
See Notes
| There are no rules in FINMAR. |
- 06/08/2010
FINMAR Sch 6
Rules that can be waived
- 06/08/2010
FINMAR Sch 6.1
See Notes
| There are no rules in FINMAR. |
- 06/08/2010