Transitional Provisions and Schedules
FINMAR Sch 1
Record keeping requirements
- 06/08/2010
FINMAR Sch 1.1
See Notes
| There are no record-keeping requirements in FINMAR. |
- 01/04/2013
FINMAR Sch 2
Notification requirements
- 06/08/2010
FINMAR Sch 2.1
See Notes
| There are no notification requirements in FINMAR. |
- 01/04/2013
FINMAR Sch 3
Fees and other required payments
- 06/08/2010
FINMAR Sch 3.1
See Notes
| There are no requirements for fees in FINMAR. |
- 01/04/2013
FINMAR Sch 6
Rules that can be waived
- 06/08/2010
FINMAR Sch 6.1
See Notes
| As a result of regulation 10 of the Regulatory Reform (Financial Services and Markets Act 2000) Order 2007 (SI 2007/1973) the PRA has power to waive all its rules, other than rules made under section 247 (Trust scheme rules) or section 248 (Scheme particulars rules) of the Act. However, if the rules incorporate requirements laid down in European directives, it will not be possible for the PRA to grant a waiver that would be incompatible with the United Kingdom's responsibilities under those directives. |
- 01/04/2013