Transitional Provisions and Schedules
ENF TP1
Transitional provisions
ENF TP 1.1
Transitional provisions applying to the Enforcement manual
| (1) | (2) Material to which the transitional provision applies | (3) | (4) Transitional provision | (5) Transitional provision: Dates in force | (6) Handbook provision coming into force |
| 1 | ENF 13 Annex 1 G | G | Expired | ||
| 2 | ENF | G | GEN contains some transitional provisions that apply throughout the Handbook and which are designed to ensure a smooth transition at commencement | From commencement | (Various dates) |
| 3 | ENF 13.5, ENF 13 Annex 1 G. | G | Expired | ||
| 4 | ENF 13.3.3 G (9), ENF 13.5.9 G, ENF 13.7 (Discount for early settlement), ENF 14.7.4 G (9), and ENF 21.7.6G (11) | G | These provisions (in summary, relating to the discount scheme) apply only to cases where investigators are appointed on or after 20 October 2005. | From 20 October 2005 | 20 October 2005 |
- 20/10/2005
ENF Sch 1
Record keeping requirements
- 01/12/2004
ENF Sch 1.1
See Notes
| There are no record keeping requirements in ENF |
- 01/12/2004
ENF Sch 2
Notification requirements
- 01/12/2004
ENF Sch 2.1
See Notes
| There are no notification or reporting requirements in ENF |
- 01/12/2004
ENF Sch 3
Fees and other required payments
- 01/12/2004
ENF Sch 3.1
See Notes
| There are no requirements for fees or other payments in ENF |
- 01/12/2004
ENF Sch 4
Powers exercised
- 01/12/2004
ENF Sch 4.1
See Notes
| The following powers in the Act have been exercised by the FSA to issue the statements of policy in ENF : | |
| Section 69 (Statement of policy) | |
| Section 124 (Statement of policy) | |
| Section 169(9) (Investigations etc in support of overseas regulator) | |
| Section 210 (Statement of policy) | |
| The following powers in the Act have been exercised by the FSA to give the guidance in ENF | |
| Section 157(1) (Guidance) | |
- 01/12/2004
ENF Sch 5
Rights of actions for damages
- 01/12/2004
ENF Sch 6
Rules that can be waived
- 01/12/2004