3

Organisational Structure and Control Mechanisms

3.1

A CRR consolidation entity and an institution shall set up a proper organisational structure and appropriate internal control mechanisms in order to ensure that the data required for consolidation for the purposes of this Part are duly processed and forwarded.

[Note: rule 3.1 sets out an equivalent provision to the second sentence of Article 11(1) of the CRR that applies to this Part]

3.2

A CRR consolidation entity and an institution shall ensure that a subsidiary not subject to this Part implements arrangements, processes and mechanisms to ensure proper consolidation for the purposes of this Part.

[Note: rule 3.2 sets out an equivalent provision to the third sentence of Article 11(1) of the CRR that applies to this Part]