CRED App 1
Contents of the Handbook
CRED App 1.1
This is the table referred to in CRED 2.2.2G.
- 01/12/2004
CRED App 1.1.1
| Sourcebook or manual | Reference code | |
| High Level Standards | Principles for Businesses | PRIN |
| Senior Management Arrangements, Systems and Controls | SYSC | |
| Statements of Principle and Code of Practice for Approved Persons | APER | |
| The Fit and Proper test for Approved persons | FIT | |
| General provisions | GEN | |
| Business Standards | 5 Interim Prudential sourcebooks | IPRU |
| General Prudential sourcebook | GENPRU | |
| Prudential sourcebook for Banks, Building Societies and Investment Firms | BIPRU | |
| Prudential sourcebook for Insurers | INSPRU | |
| Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries | MIPRU | |
| Prudential sourcebook for UCITS Firms | UPRU | |
| Conduct of Business | COB | |
| Client assets | CASS | |
| Market conduct, including: Code of Market Conduct Price stabilising rules Inter-professional conduct Alternative Trading Systems |
MAR | |
| Training and Competence | TC | |
| Regulatory Processes | Authorisation | AUTH |
| Supervision | SUP | |
| Decision Procedure and Penalties | DEPP | |
| Redress | Dispute resolution: Complaints | DISP |
| Compensation | COMP | |
| Complaints against the FSA | COAF | |
| Specialist sourcebooks | Collective investment schemes | CIS |
| New Collective Investment Scheme sourcebook | COLL | |
| Credit unions | CRED | |
| E-Commerce Directive | ECO | |
| Professional firms | PROF | |
| Deleted | Deleted | |
| Mortgages | MORT | |
| Recognised investment exchanges and Recognised clearing houses | REC | |
| Listing, Prospectus and Disclosure | Listing Rules | LR |
| Prospectus Rules | PR | |
| Disclosure Rules and Transparency Rules | DTR | |
| Schedules: Transitional provisions Summary schedules: 1. Record keeping requirements 2. Notification requirements 3. Fees and other required payments 4. Powers exercised in making the Handbook 5. Rights of action for damages 6. Rules that can be waived 7. Releases |
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| Glossary of definitions | ||
| Index | ||
- 28/08/2007