Appendix: Scope
The PRA expects firms to apply the approach set out in this SS to the Annexes of the following European Binding Technical Standards (as amended up until IP completion day):
| Firms | Title | Reference |
|---|---|---|
| CRR Firms | Disclosure of the leverage ratio for institutions, according to Regulation (EU) No 575/2013 of the European Parliament and of the Council |
ITS 2016/200 |
| CRR Firms | Templates, definitions and IT-solutions to be used by institutions when reporting to the European Banking Authority and to competent authorities in accordance with Article 78(2) of Directive 2013/36/EU of the European Parliament and of the Council | ITS 2016/2070 |
| SII Firms | Templates for the submission of information to the supervisory authorities according to Directive 2009/138/EC of the European Parliament and of the Council |
ITS 2015/2450 |
| SII Firms | Procedures, formats and templates of the solvency and financial condition report in accordance with Directive 2009/138/EC of the European Parliament and of the Council | ITS 2015/2452 |
| SII SPVs | Procedures for supervisory approval to establish special purpose vehicles, for the cooperation and exchange of information between supervisory authorities regarding special purpose vehicles as well as to set out formats and templates for information to be reported by special purpose vehicles in accordance with Directive 2009/138/EC of the European Parliament and of the Council |
ITS 2015/462 |
The PRA expects firms to apply the approach set out in this SS to templates contained within the following parts, and sub-sections, of the PRA Rulebook:
| Firms | Rulebook part | Sections |
|---|---|---|
| CRR Firms | Regulatory Reporting | All |
| CRR Firms |
Reporting Leverage Ratio | All |
| CRR Firms | Reporting Pillar 2 | All |
| Non-CRR Firms |
Credit Unions | 19 Regulatory Reporting for Credit Unions |
| Non-CRR Firms |
Incoming Firms and Third Country Firms | 3 Branch Return 4 Form |
| Non-SII Firms |
Friendly Society – Reporting |
All |
| Non-SII Firms |
Insurance Company – Reporting |
All |
| SII Firms |
Reporting | All |
| SII Firms |
Third Country Branches | 9 Reporting |
| Controllers | Change in Control | 6 Forms |
| All firms | Senior Managers Regime – Applications and Notifications |
8 Forms |
| ISPVs | Insurance Special Purpose Vehicles |
6 Forms |
| All firms | Notifications | 10 Forms |
| CRR Firms |
CRR Firms; Remuneration Part |
All |
| CRR Firms | Disclosure (CRR) Part |
All |
| CRR Firms | Reporting (CRR) Part |
All |
- 01/01/2022