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a mixed financial holding company which is not itself the subsidiary undertaking of another mixed financial holding company, insurance parent undertaking, or financial holding company.
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a mixed financial holding company which has its head office in an EEA State and which is not itself the subsidiary undertaking of another mixed financial holding company, insurance parent undertaking or financial holding company which has its head office in an EEA State.
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a parent financial holding company in a Member State where the EEA State in question is the United Kingdom.
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a company that is a:(a) UK bank; or(b) UK insurer; or(c) UK incorporated parent undertaking of a company referred to in (a) or (b) where the main business of the group to which the parent undertaking and the company belong is financial services.
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(as defined in section 1I of the Act (Meaning of "the UK financial system")) the financial system operating in the United Kingdom including:(a) financial markets and exchanges;(b) regulated activities; and(c) other activities connected with financial markets and exchanges.
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a management company that is established in the United Kingdom and is authorised and regulated by the FCA .
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a financial conglomerate (other than a third-country financial conglomerate) that satisfies one of the following conditions:(a) GENPRU 3.1.29 R (Capital adequacy calculations for financial conglomerates) applies with respect to it; or(b) a firm that is a member of that financial conglomerate is subject to obligations imposed through its Part 4A permission to ensure that financial conglomerate meets levels of capital adequacy based or stated to be based on Annex I of the Financial Groups Directive.
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an EEA insurance parent undertaking that is not itself the subsidiary undertaking of another EEA insurance parent undertaking.
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(in relation to an insurer) a parent undertaking of the insurer that is not itself the subsidiary undertaking of another undertaking.
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(in accordance with article 8 of the Financial Promotion Order) a real time financial promotion which is not a solicited real time financial promotion.
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(1) (except in relation to MiFID business) a firm which is either:(a) a UCITS firm; or(b) a UCITS investment firm.(2) (in relation to MiFID business) a management company as defined in the UCITS Directive.[Note: article 4 (1)(24) of MiFID]
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an insurance parent undertaking that is not itself the subsidiary undertaking of another insurance parent undertaking.