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(a) an authorised fund whose instrument constituting the scheme contains a statement that it is a UCITS scheme; or(b) an umbrella that is a UCITS scheme each of whose sub-funds would be a UCITS scheme if it had a separate authorisation order;unless:(c) the scheme raises capital without promoting the sale of its units to the public within the EEA or any part of it; or(d) the scheme'sunits under its trust deed or its instrument constituting the scheme, may be sold only to the public in non-EEA States.
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(as defined in section 237(1) of the Act (Other definitions)) a collective investment scheme under which the property in question is held on trust for the participants.
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a firm which:(a) is the operator of a UCITS scheme including where in addition the firm is also the operator of a collective investment scheme which is not a UCITS scheme; and(b) does not have a Part IV permission to carry on any regulated activities other than those which are in connection with, or for the purpose of, such schemes.
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a firm which:(a) is the operator of a UCITS scheme including where in addition the firm is also the operator of a collective investment scheme which is not a UCITS scheme; and(b) has a Part IV permission to manage investments where the investments managed include one or more of the instruments listed in Section B of the Annex to the ISD.
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a firm (other than an EEA UCITS management company) which:(a) for the time being is an operator, trustee or depositary of a scheme which is a recognised scheme under section 264 of the Act; and(b) is an authorised person as a result of paragraph 1(1) of Schedule 5 to the Act (Persons Concerned in Collective Investment Schemes);a reference to a firm as a UCITS qualifier applies in relation to the carrying on by the firm of activities for which it has permission in that capacity.
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the Council Directive of 20 December 1985 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (No 85/611/EEC),, as amended.
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(in PR) (as defined in the PD Regulation) a collective investment undertaking invested in one or more collective investment undertakings, the asset of which is composed of separate class(es) or designation(s) of securities.
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(in PR) (as defined in Article 2.1(p) of the prospectus directive) securities issued by a collective investment undertaking as representing the rights of the participants in such an undertaking over its assets.
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(in LR) a collective investment scheme which is neither a recognised scheme nor a scheme that is constituted as an authorised unit trust scheme.