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a UK domestic firm which has Part IV permission to carry on insurance mediation activity but no other regulated activity.
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a firm which:(a) is the operator of a UCITS scheme including where in addition the firm is also the operator of a collective investment scheme which is not a UCITS scheme; and(b) has a Part IV permission to manage investments where the investments managed include one or more of the instruments listed in Section B of the Annex to the ISD.
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a UK-deposit insurer as defined in IPRU(INS), which is in summary: a non-EEA insurer which has made a deposit in the United Kingdom in accordance with IPRU(INS) 8.1.
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(in relation to an insurer) a parent undertaking of the insurer that is not itself the subsidiary undertaking of another undertaking.
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(in ELM) (in relation to an ELMI) the same thing as EEA financial parent undertaking except that references to another EEA State are replaced with ones to the United Kingdom.
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(in accordance with article 8 of the Financial Promotion Order) (as more fully described in COB 3.10.1 R (Meaning of "solicited" and "unsolicited" real time financial promotion) and AUTH App 1.10 (Types of financial promotion))) a real time financial promotion which is not a solicited real time financial promotion.
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the investment, specified in article 86(1) of the Regulated Activities Order, which is the underwriting capacity of a syndicate.
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England and Wales, Scotland and Northern Ireland (but not the Channel Islands or the Isle of Man).
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lending where the mortgage lender does not take a mortgage or other form of security in respect of the credit provided to the customer.
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a UK insurer, as defined in IPRU(INS), which is in summary: an insurer, other than a pure reinsurer or a non-directive insurer, whose head office is in the United Kingdom.
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(as defined in section 259 of the Companies Act 1985 (Meaning of "undertaking" and related expressions)):(b) an unincorporated association carrying on a trade or business, with or without a view to profit.