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(as defined in paragraph 10 of Schedule 3 to the Act (EEA Passport Rights)) a person whose head office is in the United Kingdom and who has an EEA right to carry on activity in an EEA State other than the United Kingdom.
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a firm that has its registered office (or, if it has no registered office, its head office) in the United Kingdom.
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(in ELM) the same thing as EEA group risk own funds requirement, subject to the adjustments required by ELM 7.5.5R (UK group risk own funds and UK group risk own funds requirement).
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(in ELM) (in relation to an ELMI) the same thing as the ELMI's EEA group large exposure except that references to its EEA consolidated group are replaced with references to its UK consolidated group, as established in accordance with ELM 7 (Consolidated financial supervision).
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(in ELM) the same thing as EEA group risk own funds, subject to the adjustments required by ELM 7.5.5 R (UK group risk own funds and UK group risk own funds requirement).
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a UK domestic firm which has Part IV permission to carry on insurance mediation activity but no other regulated activity.
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the FSA acting in its capacity as the competent authority for the purposes of Part VI of the Act (Official Listing).
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a firm which:(a) is the operator of a UCITS scheme including where in addition the firm is also the operator of a collective investment scheme which is not a UCITS scheme; and(b) does not have a Part IV permission to carry on any regulated activities other than those which are in connection with, or for the purpose of, such schemes.
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a firm which:(a) is the operator of a UCITS scheme including where in addition the firm is also the operator of a collective investment scheme which is not a UCITS scheme; and(b) has a Part IV permission to manage investments where the investments managed include one or more of the instruments listed in Section B of the Annex to the ISD.
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a UK-deposit insurer as defined in IPRU(INS), which is in summary: a non-EEA insurer which has made a deposit in the United Kingdom in accordance with IPRU(INS) 8.1.
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(in ELM) (in relation to an ELMI) the consolidated sub-group of:(b) (if the ELMI has no UK financial parent undertaking and the ELMI is a UK domestic firm) the ELMI;as established in accordance with ELM 7 (Consolidated financial supervision).
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a bank which is a body corporate or partnership formed under the law of any part of the United Kingdom.
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(in ELM) (in relation to an ELMI) the same thing as EEA financial parent undertaking except that references to another EEA State are replaced with ones to the United Kingdom.
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an ECA recipient who is present in the United Kingdom.
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a UK insurer, as defined in IPRU(INS), which is in summary: an insurer, other than a pure reinsurer or a non-directive insurer, whose head office is in the United Kingdom.