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(in PR) (as defined in Article 2.1(p) of the prospectus directive) securities issued by a collective investment undertaking as representing the rights of the participants in such an undertaking over its assets.
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a company that is a:(a) UK bank; or(b) UK insurer; or(c) UK incorporated parent undertaking of a company referred to in (a) or (b) where the main business of the group to which the parent undertaking and the company belong is financial services.
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a UK domestic firm which has Part IV permission to carry on insurance mediation activity but no other regulated activity.
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part of the initial fund of a mutual which the mutual is prevented from including in its tier one capital resources as permanent share capital by reason of GENPRU 2.2.64R because it is not fully paid.
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a firm which:(1) is the operator of a UCITS scheme (whether or not it is also the operator of other schemes); and(2) has a Part IV permission to manage investments where:(a) the investments managed include one or more of the instruments listed in Section C of Annex 1 to MiFID; and(b)the permission extends to activities permitted by article 5(3) of the UCITS Directive as well as those permitted by article 5(2).
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an item of capital that meets the conditions in GENPRU 2.2.242R (Tier three capital: upper tier three capital resources) and is eligible to form part of a firm'supper tier three capital resources.
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a non-EEA insurer that has made a deposit in the United Kingdom under article 23 of the First Non-Life Directive in accordance with article 26 of that Directive or under article 51 of the Consolidated Life Directive in accordance with article 56 of that Directive.
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a parent financial holding company in a Member State where the EEA State in question is the United Kingdom.
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an EEA insurance parent undertaking that is not itself the subsidiary undertaking of another EEA insurance parent undertaking.
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a capital instrument that meets the conditions in GENPRU 2.2.177 R (Upper tier two capital: General) and is eligible to form part of a firm's upper tier two capital resources.
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(in relation to an insurer) a parent undertaking of the insurer that is not itself the subsidiary undertaking of another undertaking.
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(in relation to a firm) all undertakings which, in relation to the firm, satisfy the conditions set out in BIPRU 10.8.4R (Definition of UK integrated group).
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(in ELM) (in relation to an ELMI) the same thing as EEA financial parent undertaking except that references to another EEA State are replaced with ones to the United Kingdom.
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(in accordance with article 8 of the Financial Promotion Order) a real time financial promotion which is not a solicited real time financial promotion.
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the investment, specified in article 86(1) of the Regulated Activities Order, which is the underwriting capacity of a syndicate.
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England and Wales, Scotland and Northern Ireland (but not the Channel Islands or the Isle of Man).
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lending where the mortgage lender does not take a mortgage or other form of security in respect of the credit provided to the customer.