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(in accordance with Article 1(j) of the Insurance Groups Directive (Definitions)) a parent undertaking, other than an insurance undertaking, an insurance holding company or a mixed financial holding company, the subsidiary undertakings of which include at least one insurance undertaking.
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one of the following:(a) (in accordance with Article 1(22)of the Banking Consolidation Directive (Definitions)) a parent undertaking, other than a financial holding company, a credit institution or a mixed financial holding company, the subsidiary undertakings of which include at least one credit institution; or(b) (in accordance with Article 7(3) of the Capital Adequacy Directive (Supervision on a consolidated basis) and in relation to a banking and investment group without any credit institutions in it) a parent undertaking, other than a financial holding company, an investment firm or a mixed financial holding company, the subsidiary undertakings of which include at least one investment firm.
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(in accordance with Article 2(15) of the Financial Groups Directive (Definitions)) a parent undertaking, other than a regulated entity, which together with its subsidiary undertakings, at least one of which is an EEA regulated entity, and other entities, constitutes a financial conglomerate.
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a remittance that is part client money and part other money.
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general insurance business of class 10, other than:(a) carrier's liability;(b) pure reinsurance of that class.
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The Financial Services and Markets Act 2000 (Transitional Provisions) (Complaints Relating to General Insurance and Mortgages) Order 2004 (SI 2004/454).
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(in ELM) the holdings and positions set out in ELM 2.4.17 R (Material holdings).
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(as defined in article 26 of the Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003 (SI 2003/1475)) any of the following regulated activities:(a) arranging (bringing about) regulated mortgage contracts (article 25A(1));(b) making arrangements with a view to regulated mortgage contracts (article 25A(2));(c) advising on regulated mortgage contracts (article 53A);(d) agreeing to carry on a regulated activity in (a) to (c) (article 64).