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a firm whose only permitted activities are advising on investments and agreeing to carry on that regulated activity, and whose Part IV permission includes requirements to the effect that the firm must advise:(a) only through the media; and(b) without conveying the impression that the advice is particularly suitable for any person , except when it is given in response to a specific request for advice from that person;in this definition, "media" means:(i) newspapers, journals, magazines or other periodical publications;(ii) services comprising regularly updated news or information;(iii) services consisting of the broadcast or transmission of television or radio programmes.
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a firm with permission (or which ought to have permission ) to carry on mortgage mediation activity .
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(as defined in article 26 of the Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003 (SI 2003/1475)) any of the following regulated activities:(a) arranging (bringing about) regulated mortgage contracts (article 25A(1));(b) making arrangements with a view to regulated mortgage contracts (article 25A(2));(c) advising on regulated mortgage contracts (article 53A);(d) agreeing to carry on a regulated activity in (a) to (c) (article 64).