-
the regulated activity, specified in article 25A(2) of the Regulated Activities Order, which is in summary: making arrangements with a view to a person who participates in the arrangements entering into a regulated mortgage contract as borrower.(see also arranging (in relation to regulated mortgage contracts) and arranging (bringing about) regulated mortgage contracts.)
-
the regulated activity, specified in article 25(2) of the Regulated Activities Order (Arranging deals in investments), which is in summary: making arrangements with a view to a person who participates in the arrangements buying, selling, subscribing for or underwriting any of the following investments (whether as principal or agent):(a) a designated investment; or(b) a funeral plan contract; or(c) the underwriting capacity of a Lloyd's syndicate; or(e) rights to or interests in investments in (b), (c) or (d); or
-
a firm with permission (or which ought to have permission ) for administering a regulated mortgage contract.
-
general insurance business of class 10, other than:(a) carrier's liability;(b) pure reinsurance of that class.
-
a person who carries on money service business other than a firm , a BCD credit institution or a financial institution.
-
the information centre appointed to meet the United Kingdom's obligations under article 5 of the Fourth Motor Insurance Directive (Information Centres).
-
The Financial Services and Markets Act 2000 (Transitional Provisions) (Complaints Relating to General Insurance and Mortgages) Order 2004 (SI 2004/454).
-
the outstanding debt, under a regulated mortgage contract, following the sale of the mortgaged property.
-
(in relation to a financial sector in a consolidation group or a financial conglomerate and in accordance with PRU 8.4 (Cross sector groups)) the financial sector with the largest average referred to in the box titled Threshold Test 2 in the financial conglomerate definition decision tree (10% ratio of balance sheet size and solvency requirements); and so that:(a) the investment services sector and the banking sector are treated as one for the purposes set out in PRU 8.4.7 R (Definition of financial conglomerate: The financial sectors: General); and(b) the definition is altered as set out in paragraph 4.4 and the decision tree in paragraph 4.5 of PRU 8 Ann 1R G (Types of financial conglomerate and definition of most important financial sector) for the purposes set out in paragraph 4.4 of PRU 8 Ann 1R G.
-
a firm with permission (or which ought to have permission) for arranging (see also arranging (bringing about) regulated mortgage contracts and making arrangements with a view to regulated mortgage contracts).
-
(b) any person carrying on the regulated activity of managing the underwriting capacity of a Lloyd's syndicate in respect of members whose insurance business at Lloyd's includes motor vehicle liability insurance business.
-
a firm with permission (or which ought to have permission) for entering into a regulated mortgage contract.
-
a plastic card which is a credit card issued under a regulated mortgage contract and not regulated by the Consumer Credit Act 1974.
-
(in relation to a class of contract of insurance) the class of contract of insurance, specified in paragraph 10 of Part I of Schedule 1 to the Regulated Activities Order (Contracts of general insurance), against damage arising out of or in connection with the use of motor vehicles on land, including third-party risks and carrier's liability.
-
a firm with permission (or which ought to have permission ) to carry on mortgage mediation activity .
-
(as defined in article 26 of the Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003 (SI 2003/1475)) any of the following regulated activities:(a) arranging (bringing about) regulated mortgage contracts (article 25A(1));(b) making arrangements with a view to regulated mortgage contracts (article 25A(2));(c) advising on regulated mortgage contracts (article 53A);(d) agreeing to carry on a regulated activity in (a) to (c) (article 64).
-
a firm with permission (or which ought to have permission ) for advising on regulated mortgage contracts.
-
the investment , specified in article 86(2) of the Regulated Activities Order, which is a person's membership (or prospective membership) of a Lloyd's syndicate.
-
an underwriting agent who carries on the regulated activity of advising on syndicate participation at Lloyd's.
-
the amount determined in accordance with LLD 11.3.1 R (General insurance business) or LLD 11.3.4 R (Long-term insurance business).