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This term is defined externally, please refer to:
s237(3) FSMA
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has the meaning given in regulation 2(1) of the Payment Services Regulations.
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This term is defined externally, please refer to:
s237(3) FSMA
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has the meaning given in regulation 2(1) of the Electronic Money Regulations.
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This term is defined externally, please refer to:
s417(1) FSMA
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means any of the following:
(1) an approved credit institution;
(2) a firm whose permission including dealing in investments as principal with respect to derivatives which are not listed;
(3) a MiFID investment firm whose authorisation (as referred to in Article 5 of MiFID II) authorises it to carry on activities of the kind referred to in (2); or
(4) in respect of a transaction involving a new issue of securities which are to be listed, the issuer or a MiFID investment firm acting on behalf of the issuer.